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Self-regulatory organizations
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#	Item
851	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]September 26, 2014 Joint Industry Plan; Notice of Filing of Amendment No. 32 to the Joint Self-Regulatory Organization Plan Governing the Colle Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2014-10-02 15:26:38 Chicago Stock Exchange NASDAQ Securities Exchange Act Direct Edge Unanimity Financial Industry Regulatory Authority Philadelphia Stock Exchange International Securities Exchange Stock market Self-regulatory organizations Economy of the United States United States securities law
852	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]January 15, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Extended Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-16 13:21:48 Options Clearing Corporation Futures exchange Futures contract Chicago Board Options Exchange Financial economics Financial system Finance
853	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]February 14, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing, as M Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-15 12:48:16 Options Clearing Corporation United States federal banking legislation Systemic risk Bank Dodd–Frank Wall Street Reform and Consumer Protection Act Short Financial economics Finance Financial system
854	GIBSON DUNN Gibson , Dunn & Crutcher LLP 1050 Connectic ut Avenu e, N.W. Washington , DC[removed]Tel[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-21 14:22:50 Financial markets Stock market Self-regulatory organizations Philadelphia Stock Exchange NASDAQ Rebate Chicago Board Options Exchange Securities Exchange Act Market maker Financial economics Economy of the United States Investment
855	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]February 3, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change to List and Trade Shares of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-04 09:09:07 Funds Financial services Financial markets Collective investment schemes Exchange-traded fund Securities and Exchange Commission Net asset value Securities Exchange Act Short Financial economics Investment Finance
856	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]October 2, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice of and No Objection Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-02 16:55:30 Options Clearing Corporation Bank Repurchase agreement Short Settlement Financial economics Finance Financial system
857	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.utpplan.com Language: English - Date: 2014-10-02 15:26:38 Mobile technology Technology SMS Text messaging Securities Exchange Act Financial Industry Regulatory Authority NYSE Arca NASDAQ Stock market Self-regulatory organizations United States securities law Economy of the United States
858	iii::5 CITADEL December 18,2013 By Electronic Mail Elizabeth Murphy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-19 16:18:18 Self-regulatory organizations Investment Philadelphia Stock Exchange NASDAQ Rebate Chicago Board Options Exchange Securities Exchange Act Market maker Stock market Economy of the United States Financial markets Financial economics
859	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]October 14, 2014 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice Concerning Enhan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-15 10:01:56 Options Clearing Corporation Securities Futures exchange Futures contract Settlement Financial economics Financial system Finance
860	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]June 14, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing to Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-17 09:55:40 Expiration Investment Exercise Options Options Clearing Corporation Futures contract Dodd–Frank Wall Street Reform and Consumer Protection Act Pin risk Financial economics Finance Financial system

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